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Emergency Medical Treatment and Active Labor Act (EMTALA) Resources

New EMTALA Regulations Finalized on September 2, 2003.

The Emergency Medical Treatment and Active Labor Act serves to provide structure to the proper examination, treatment and transfer of Emergency Department patients. Adherence to the law is dependent upon attendance to those who present for care on hospital property, life sustaining care, and informed patient transfer. Documentation of each aspect of care and communication is central to compliance with the law.

From the CMS Press Release About New Revisions:
"The revisions provide clear, common sense rules for responding to people who come to a hospital for treatment of an emergency condition. They are designed to ensure that people will receive appropriate screening and emergency treatment, regardless of their ability to pay, while removing barriers to the efficient operation of hospital emergency departments."

EMTALA requires a hospital to provide an appropriate medical screening examination to any person who comes to the hospital emergency department and requests treatment or an examination for a medical condition. If the examination reveals an emergency medical condition, the hospital must also provide either necessary stabilizing treatment or an appropriate transfer to another medical facility.

EMTALA applies to all hospitals that participate in the Medicare program and offer emergency services and covers all patients treated at those hospitals, not just those who receive Medicare benefits. Hospitals that violate EMTALA may have their Medicare participation terminated and may be subject to civil money penalties ("CMPs") of up to $50,000 per violation. Individuals who have suffered personal harm and hospitals to which a patient has been improperly transferred and that have suffered financial loss as a result of the transfer are also provided a private right of action against hospitals that violate EMTALA.

The new rule expands the definition of emergency department to mean any department or facility of the hospital, whether situated on or off the main hospital campus, that: (1) is licensed by the state as an emergency room or emergency department; (2) is held out to the public as providing care for emergency medical conditions without requiring an appointment; or (3) during its previous calendar year, has provided at least one-third of all its outpatient visits for the treatment of emergency medical conditions on an urgent basis.

Other key provisions of the final rule include:

  • Clarification of the circumstances in which physicians, particularly specialty physicians, must serve on hospital medical staff "on-call" lists. Under the revised regulations, hospitals will have discretion to develop their on-call lists in a way that best meets the needs of their communities. In keeping with traditional practices of "community call," physicians will be permitted to be on call simultaneously at more than one hospital, and to schedule elective surgery or other medical procedures during on-call times.
  • Clarification that hospital-owned ambulances may comply with citywide and local community protocols for responding to medical emergencies and thus be used more efficiently for the benefit of their communities.
  • Permits hospital departments that are off-campus to provide the most effective way of caring for emergency patients without requiring that the patient be moved to the main campus—when this would not be best for the patient.

The final rule clarifies that EMTALA does not apply to individuals who come to off-campus outpatient clinics that do not routinely provide emergency services or to those who have begun to receive scheduled, non-emergency outpatient services at the main campus – for example, routine laboratory tests. Other regulations and state licensing laws already cover the hospital’s obligations to patients in such circumstances.

In addition, the rule clarifies that EMTALA does not apply after a patient has been seen, screened, and admitted for inpatient hospital services, unless the admission is made in bad faith to avoid the EMTALA requirements. This provision was adopted to conform to the decisions of five circuits of the United States Courts of Appeals.

"We believe this regulation will help to ensure that emergency departments and specialty physicians are there for those who need them," Administrator Scully said. "It is consistent with the recommendations of the Secretary’s Advisory Committee on Regulatory Reform to help hospitals focus less on unnecessary requirements and more on providing quality care to their patients."

The final rule will be published in the September 9, 2003 Federal Register, and becomes effective November 10, 2003.

Final Regulations: Pdf Version

Commonly Used Terms:
EMTALA - The Emergency Medical Treatment and Active Labor Act

COBRA - The Consolidated Omnibus Budget Reconciliation Act of 1986

HCFA - The Health Care Financing Administration - previous name for CMS

CMS - Centers for Medicare and Medicaid Services, a division of the Department of Health and Human Services. Responsible for the Medicare program and the development and enforcement of regulations on EMTALA.

Transferring hospital - A facility at which a patient is seen initially and whose personnel determine that transfer to another facility is warranted

Receiving hospital - A facility to which a patient is transferred

EMTALA 250 yard regulation-Based upon the Ravenswood Hospital case, this regulation requires hospitals to be capable of responding directly (not just EMS) to patients requiring assistance who present within 250 yards of the hospital building. This also includes off-site departments that are separated by non-hospital buildings and are within 250 yards of the hospital building.

Articles, case studies, and resources for further study:
This list of resources is highly selective and does not include every web site related to th
is topic. If you would like to add a resource click here.

  • The "20 Commandments" of COBRA/EMTALA-The main points of EMTALA regulations broken down into an easy to read & understand form. Printable so it could be posted in the ER staff lounge for quick review as needed. [Courtesy of Stephen A. Frew, J.D., Frew Consulting Group.]

  • Certification of False Labor-EMTALA-CMS policy issued January 16, 2002 regarding EMTALA requirements for women in labor.

  • Question and Answer Relating to Bioterrorism and EMTALA- Clarification regarding EMTALA obligations of hospitals when staff encounter situations related to the actual or potential exposure of a biological agent. [CMS November 8, 2001]

  • Hospital Capacity Issues -EMTALA- Clarifies policy regarding EMTALA requirements for a sending hospital when it lacks capacity and EMTALA responsibilities of the recipient hospital for accepting patients under those circumstances. [CMS November 29, 2001]

  • EMTALA Case Study 1-ER Nurses fail to take vital signs in accordance with hospital protocols resulting in EMTALA violation and lawsuit. [Case Summary courtesy of Legal Eagle Eye Newsletter for the Nursing Profession].

  • EMTALA Case Study 2- Court reviews EMTALA criteria for Screening, Stabilization, and Patient Transport. [Case Summary- Smith vs. Janes, 895 F. Supp. 875 (S.D. Miss.,1995)].

  • Nurses and the Law: A Guide to Principles and Applications- Covers ethical and legal issues affecting nurses. Includes an updated ethics chapter, guidance on quality assessment, managed care, and assisted suicide, expanded nursing roles and settings, and more.

  • The Advanced Practice Nurse's Legal Handbook- Addresses liability issues, licensing, state nurse practice acts, and patient rights. Includes real-life examples, case studies, and guidance on the trial and discovery process. [Lippincott, June, 2002].

  • Blood Alcohols, Labs and Minor Treatments in the ED- The ER is often used by police to draw blood alcohol levels on allegedly intoxicated drivers, physicians obtain lab tests or x-rays during off-hours, and hospitals provide urine drug screens on injured workers, prescription refills, allergy shots, rabies vaccinations or blood transfusions. The question is whether hospitals are required to perform a medical screening examination in each of these scenarios under EMTALA regulations. [ACEP News]

  • EMTALA: Frequently Asked Questions- Frequently asked questions and answers about how EMTALA affects Emergency Nursing practice. [Emergency Nurses Association].

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